Carol Nulman

Carol Nulman
Oppenheimer & Co, Inc,
Managing Director – Investments

Carol, a Managing Director – Investments at Oppenheimer, has more than twenty years of experience in the financial service industry. Her career began at Lehman Brothers Kuhn Loeb in New York where she developed a business based on high net worth individuals and institutional clients. She continued to build upon these relationships as she moved to Wertheim Schroder. When Wertheim merged into the organization then known as Salomon Smith Barney, Carol stayed through the transition and remained there until April 2009, moving to its Providence office in 2002.  In April 2009, she joined Oppenheimer & Co, Inc. where she leads a team of six financial advisors with a concentration in life-cycle financial planning for individuals and family groups.

Carol graduated from Boston University’s School of Management with a Bachelor of Arts degree with a business concentration. She holds her General Securities Representative License (Series 7), the Uniform Securities Agent State Law Exam (Series 63) and the Uniform Investment Adviser Law Exam (65).  She possess Life, Health, and Variable Annuity licenses in the states of California, Connecticut, Florida, Illinois, Massachusetts, Maryland, Minnesota, New Jersey, New York, Rhode Island, South Carolina, and Washington.

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